Friday, May 16, 2014

Historical Claims to Sovereignty of the Falkland Islands 1493-1847


There are few issues more contentious within Argentina today than the issue of sovereignty over the Falkland Islands. This is so much so that that Argentinian government has put it into their constitution that they will take them back from the British. To them, it is not even the Falklands, but the Malvinas. On the 2 of April, 1982, the military junta that controlled Argentina invaded the Falklands and declared war on the British. To them, it is without question that the islands belong to them, a leftover of the former Spanish colonies clearly within their territorial space when they declared independence and became the United Provinces of the Rio de la Plata in 1810. To the rest of the world it is not so clearly cut. This paper will analyze the claims of sovereignty to the islands and argue that the British do not just have de facto control over the islands, but also de jure.
            Up until the war in 1982, there was relatively little written on the Falkland Islands, and it was for good reason. Quite frankly, the islands were not important until Argentina made their failed attempt at taking the islands. Before the war the islands were and still are primarily a chain of islands devoted to wool production. When the war began there was an understandable demand for answers as to what was actually going on and why a country like Argentina, who was at such a clear disadvantage to the British, would want to go to war over something so unimportant. Most dealt with the immediate cause for tensions, but some delved deeper to the beginning of British de facto rule over the islands in the 1800’s. However, this does not tell the whole story of what had gone on. In truth it dated back to the 1700’s and many countries had involvement in the islands.
            It is not known who first discovered the Falkland Islands, but the first known record of them is on a series of maps made for Charles V, Holy Roman Emperor. They were, however, of little note at the time[1], so the credit for discovery often goes to an Englishman named Captain John Davis in 1592[2]. It was not until the year 1690 that the islands received the name Falklands by a man named John Strong, though the name differed based on which country’s map it was on. For the British it was the Falklands, for the French it was the Malouines, and the Spanish derived its name, the Malvinas, off of the French name. Though they had been discovered in the early 1500’s, it would not be until 1764 that any colonization effort would be made on the islands.
            In the time between the Falklands discovery and the French attempt at colonization in 1764, there were no permanent settlements, only itinerant fishermen and sailors making stops for their final destination, usually around the Horn. From 1764 until 1766, the French, under a man named Louis Antoine de Bougainville, operated the first attempt at a permanent settlement in what they would call Port Louis. It is still called this today and would be the primary settlement up until the mid-1800’s. A year later, in 1765, the British, under Captain John MacBride, formed a settlement at Port Egmont. Without knowing of the other, the British and French each established a colony on one of the two major islands in the archipelago.
            It is at this point that the first dispute over the sovereignty of the Falkland Islands occurred. In 1766 the Spanish purchased[3] the rights to the French settlement and in their eyes the whole of the Falklands. Until 1769 the Spanish and the British effectively ignored each other. In that year the situation would change when the Spanish began to circumnavigate the islands in an attempt to assert their authority and claim, a direct continuation of the French one. Outnumbered and outgunned, the British would flee from their settlement in Port Egmont in 1770. One year later, in 1771, the British regained control over Port Egmont after a compromise was agreed upon between them and the Spanish. The British would keep their settlement and the Spanish theirs. The issue of sovereignty was essentially sidestepped to avoid a war. This success would be short lived for the British and between the years of 1774 and 1776 they would begin to leave the island due to pressures caused by the American war of independence. That said, they did leave a plaque at the settlement stating their claim to the islands and their intent on returning. With this, de facto control over the islands was in the hands of the Spanish, though the topic of de jure control was hardly settled.
            In a situation almost identical to that of the British decades earlier, in 1811 the Spanish were forced to leave the islands in order to deal with their own independence movement in South America[4]. Like the British, they left a plaque within the settlement stating their own claim to sovereignty and intent on returning. In 1816, in what is now known as the Republic of Argentina, the United Provinces of the Rio de la Plata declared their independence from the Spanish Empire. However, no claim would be made on the Falklands by the United Provinces until 1820 when American privateer and pirate named David Jewett would declare that the Falklands were the property of the United Provinces. Word of this claim would not reach Buenos Aires for another year. Nothing would be done of this claim until 1823 when Buenos Aires would give the rights to East Falkland to a man named Luis Vernet to form a commercial sealing enterprise and eventually a colony.
In 1831, Vernet would overextend his authority and seize several United States fishing boats and confiscate their property. One of the ships managed to escape and asked for help from the US authorities. In response to Vernet’s actions, and to protect US fishing in the area which had gone unopposed for decades, the USS Lexington was sent to assert US authority. The Lexington destroyed the settlement and made it near uninhabitable on the island for the residents.[5] Two years later, in 1833, the British would return and reassert their claim to the islands, forcing the commander of the Argentine military garrison, Lt. Col. José María Pinedo, to surrender and take down their flag. From this point on the British would have de facto control over the islands and go unopposed until 1982, aside from diplomatic entreaties from the Argentinian government.[6]
It cannot be doubted that for nearly the past two hundred years, the British have had de facto control over the Falkland Islands[7]. Not even Argentina would deny this. However, this does not make for a legal claim to the islands and Argentina would make this case. As far as Argentina is concerned, they have a de jure claim to the islands, not the British. That said, despite what the Argentine government and its past incarnation, the United Provinces of the Rio de la Plata would say, they have no claim and long ago willingly gave it up on the international stage.
            As was stated previously, what is now known as the Falkland Islands had been charted back in the 1500s by an unknown person. Shortly before the charting of these islands, two agreements were formed between the Spanish, the Portuguese, and the Papacy. The first, a preliminary agreement before its final incarnation, was known as the Inter caetera 1493. It was a Papal Bull[8] created by Pope Alexander VI, Rodrigo Borgia, which divided the new world between Spain and Portugal[9]. The second agreement was the Treaty of Tordesillas in 1494. The treaty moved the line of demarcation further inland to appease the Portuguese[10]. The important aspect of these two agreements to note is that the only ones who agreed to them were the Spanish, Portuguese, and the Papacy. All of the other countries at the time were not bound by it and they only informally abided by it. In the map that was drawn up by this treaty, the Falklands are indeed within the Spanish zone and they would stake their claim to it, over two centuries later.
            It did not take long for the treaty to be effectively scrapped by the parties involved. The small amount of territory given to the Portuguese was not enough and they quickly encroached on Spanish territory in what is now Brazil. The Spanish, not being interested in that land gave little in the way of protest. On a more international stage Spain would prove that the treaty did not have to be recognized by anyone else other than them and the Portuguese with the 1670 Treaty of Madrid. The treaty did not have any direct relation to the Falklands, rather, it was a treaty of friendship with the British that recognized their sovereignty over the Caribbean Islands and made each party agree to not interfere with each other’s trade[11]. The Caribbean is well within the Spanish side of the demarcation line and, while it gives no mention to South America, it gives a legal precedent for foreign claims in the Americas.
            It is at the point that the Treaty of Tordesillas is effectively invalid, but it is made so more officially with the Treaty of Utrecht in 1713. The main focus of the treaty is in dealing with the War of Spanish Succession and has no direct involvement with the Falklands. Indirectly, it does further the case that unclaimed territory is available to be claimed by those who can enforce it. The way in which it goes about this is by ending the demarcation line as an official boundary between Spain and Portugal. In the treaty, Spain cedes territory between the Amazon and Oyapock rivers along with Colonia del Sacramento in Uruguay. All of these lands are beyond the demarcation line created by the Pope and further invalidate the treaty. Another stipulation of the treaty was that aside from territory that was ceded to other powers, it recognized territory held by Spain up until the death of King Carlos II[12], none of which included the Falklands except from the standpoint of the Treaty of Tordesillas which has been invalidated.
            Given the state of Spanish claims in the Americas, it is unsurprising that the French would believe it was allowable for them to establish a colony on the Falklands fifty years later where the Spanish had still yet to make a claim to them. As far as anyone was concerned, aside from the Spanish, the Falklands were terra nullius, and as such the French had every legal right to make a claim to the islands. A year later in 1765, the British also established a colony, so now the British and the French each had a colony on their own respective islands. At this time in history, the French and the Spanish were allied thanks to the Pacte de Famille as they both had Bourbon monarchs. In 1766 the Spanish came to the islands to assert their claims to the islands but were surprised to find two colonies. The French, not wanting to endanger their alliance agreed to leave and the Spanish took possession of the colony. Wanting to assert full control over the islands, the Spanish and the British almost went to war over the islands but it was averted after the Falkland Crisis of 1770. As part of the agreement the Spanish gave a tacit admission that the legal claim over the islands was still yet to be decided and it sidestepped the entire issue[13]. For the next several years each country effectively held sovereignty over their respective islands. The British would abandon the colony due to the American Revolution and as would the Spanish to deal with the independence movements in their territory. The islands, left abandoned, were stuck in a legal limbo with the question of sovereignty not being answered, but with the Spanish being the last to hold them in 1811.
            In 1790 the Nookta Sound Convention would have finally put an end to this dispute in Spain’s favor had it not been for the Napoleonic Wars. The convention, specifically Article 6, made the British and Spanish agree to not attempt to colonize territory held by either party[14]. The problem arises with the Napoleonic Wars which pitted the British against the French and their Spanish allies, thereby nullifying the convention. When the war ended and peaceful relations between Spain and Britain renewed, so did the convention in 1815. This would happen to be four years after the Spanish abandoned their colony in the Falklands. The renewed convention did not respect the boundaries of 1790s but of 1815, meaning that the abandoned islands were still up for the taking[15]. Both the Spanish and British had vowed to return after they respectively left their Falkland colonies, and as the original convention was nullified it meant that the agreement after the Falkland Crisis still held.
            After the collapse of the Spanish Empire, the countries that emerged from the Spanish viceroyalties began to make their claims to the former Spanish territory. This was not a new concept and was accepted under uti possidetis juris[16]. This is the primary basis for Argentina’s claim to the islands, one which the United Provinces attempted to enforce back in the early 1800s. In 1820, David Jewett did make a claim to the uninhabited islands on behalf of the United Provinces but he never informed the government of his claim. The issues with this claim are further troubled by the fact that he engaged in piracy which was against his contract. In a more official capacity, the United Provinces sent Luis Vernet to make a colony within three years in 1828. He would be given tax exemptions on the condition that he establishes the colony within the timeframe, but he was not able to do so because of the events of the USS Lexington. With the fledgling colony in shambles the British stepped in and reasserted their claim in 1833 and began their uninterrupted rule to this day.
            The question arises after these events as to why the British claim should be any better than that of the Argentine one as they were the rightful heirs of the former Spanish colony. Had the events of 1847-1848 not taken place, a good argument could be made in Argentina’s favor. In 1847 the Second Latin American Conference took place and among many other agreements, one was made were the member countries officially declared their right of uti possidetis juris, but Argentina was not among them[17]. When given the opportunity to attain some measure of international recognition of their claim they failed to do so. It was years after the British took control of the islands, but it is difficult to not see this as an implicit admittance that they no longer had a claim to the islands. Even had they signed the agreement, it would not give them any stronger a claim than any other former Spanish colony. With Patagonia in dispute between Argentina and Chile, Argentina could not even make a proximity argument at the time.
            The current disputes over the Falkland Islands are hardly new. Despite their small size and centuries of obscurity, they have proven to be source of trouble for the British and all others who touch the islands. The Argentinians have on several occasions had the opportunity to really solidify and enforce their claim to the islands, but have failed to do so. Now a source of hurt pride, they seek to get them back, but the British and their long involvement with the islands have the only real claim to the islands that can be argued.




Glossary

De facto – Literally, in fact, it means a practical ownership of something, while not necessarily legal ownership.
De jure – Legal ownership. Argentina would argue that they have de jure ownership of the Falklands.[18]
Terra nullius – Land that is devoid of ownership. When something is terra nullius it is available for claims to be made.
Uti possidetis juris – Newly formed sovereign states should have the same borders as their preceding dependent area before independence.[19]




Bibliography

Davis, John, The Voyages and Works of John Davis, the Navigator, 1880

House of Commons Hansard (written answer), Deb 07 February 1983

Johnson, Samuel, “Thoughts on the Late Transactions Respecting Falkland’s Islands”, 1771

Nookta Sound Convention, Article 6, 1790

Pope Alexander VI, The Bull of Inter caetera, 1493

Pope Alexander VI, Treaty of Tordesillas, 1494

Treaty of Utrecht, 1713

Treaty of Madrid, 1670

“Pan-Americanism and the Pan-American Conferences”, US Foreign Policy Encyclopedia

Brown, Vera Lee. "Chapter III. The Falkland Islands", The Hispanic American Historical Review 5, no. 3 (1922): 387-447.

Calvert, Peter. "Sovereignty and the Falklands Crisis", International Affairs 59, no. 3 (1983): 405-413.

Dickens, Paul. "The Falkland Islands Dispute Between the United States and Argentina", The Hispanic American Historical Review 9, no. 4 (1929): 471-487.

Gough, Barry. "The British Reoccupation and Colonization of the Falkland Islands, or Malvinas, 1832-1843", Albion: A Quarterly Journal Concerned with British Studies 22, no. 2 (1990): 261-287.

Gustafson, Lowell S. The Sovereignty Dispute Over the Falkland (Malvinas) Islands, New York: Oxford University Press, 1988.

"International Law: Concurrent De Jure, De Facto Recognition", Columbia Law Review 39, no. 4 (1939): 704-711.

Klafter, Craig. "United States Involvement in the Falkland Islands Crisis of 1831-1833", Journal of the Early Republic 4, no. 4 (1984): 395-420.

Laver, Roberto C. The Falklands/Malvinas Case: Breaking the Deadlock in the Anglo-Argentine Sovereignty Dispute. The Hague: Martinus Nijhoff Publishers, 2001.

Lesaffer, Randall. "Argument from Roman Law in Current International Law: Occupation and Acquisitive Prescription", European Journal of International Law 16, no. 1 (2005): 25-58.

Metford, J.C.J.. "Falklands or Malvinas? The Background to the Dispute", International Affairs 44, no. 3 (1968): 463-481.

Murphy, Alexander. "Historical Justifications for Territorial Claims", Annals of the Association of American Geographers 80, no. 4 (1990): 531-548.

Rice, Geoffrey. "Great Britain, the Manila Ransom, and the First Falkland Islands Dispute with Spain, 1766." The International History Review 2, no. 3 (1980): 386-409.

Royle, Stephen. "The Falkland Islands, 1833-1876: The Establishment of a Colony." The Geographical Journal 151, no. 2 (1985): 204-214.

Shackleton, Lord. "The Falkland Islands and Their History", The Geographical Journal 149, no. 1 (1983): 1-4.

Shaw, Malcolm. "Peoples, Territorialism and Boundaries", European Journal of International Law 8, no. 3 (1997): 478-507.

Socolow, Susan. "Recent Historiography of the Rio de la Plata: Colonial and Early National Periods." The Hispanic American Historical Review 64, no. 1 (1984): 105-120.

Truitt, Rolland. "Defining Latin American Security Issues", Military Affairs 40, no. 4 (1976): 169-175.

Ware, Richard. "The Case of Antonio Rivero and Sovereignty over the Falkland Islands", The Historical Journal 27, no. 4 (1984): 961-967.

Weddell, James. A Voyage Towards the South Pole: Performed in the Years 1822-24, Containing an Examination of the Antarctic Sea (1827), 2nd ed. Newton Abbot: David & Charles, 1970.





[1] This did give Spain a legal claim to the islands under the Treaty of Tordesillas.
[2] Davis, John, The Voyages and Works of John Davis, the Navigator, 1880

[3] While the French were the first to colonize, the Spanish asserted their claim and the French acquiesced to protect their alliance with the Spanish.
[4] Shackleton, Lord. "The Falkland Islands and Their History", The Geographical Journal 149, no. 1 (1983): 1-4
[5] Klafter, Craig. "United States Involvement in the Falkland Islands Crisis of 1831-1833", Journal of the Early Republic 4, no. 4 (1984)
[6] Royle, Stephen. "The Falkland Islands, 1833-1876: The Establishment of a Colony." The Geographical Journal 151, no. 2 (1985): 204-214.
[7] Laver, Roberto C. The Falklands/Malvinas Case: Breaking the Deadlock in the Anglo-Argentine Sovereignty Dispute. The Hague: Martinus Nijhoff Publishers, 2001.
[8] A formal declaration given by the Pope.
[9] Pope Alexander VI, The Bull of Inter caetera, 1493
[10] Pope Alexander VI, Treaty of Tordesillas, 1494
[11] Treaty of Madrid, 1670
[12] Treaty of Utrecht, 1713
[13] Samuel Johnson, “Thoughts on the Late Transactions Respecting Falkland’s Islands”, 1771
[14] Nookta Sound Convention, Article 6, 1790
[15] House of Commons Hansard (written answer), Deb 07 February 1983
[16] Lowell Gustafson, The Sovereignty Dispute Over the Falkland Islands, pp. xii, 1988
[17] “Pan-Americanism and the Pan-American Conferences”, US Foreign Policy Encyclopedia
[18] “International Law: Concurrent De Jure, De Facto Recognition” Columbia Law Review 39, no. 4 1939, 704-711
[19] Shaw, Malcolm. "Peoples, Territorialism and Boundaries", European Journal of International Law 8, no. 3 (1997): 478-507.

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